FCA Compliance Courses

Anti-Money Laundering and Counter Terrorist Finance (AML)


Description
This course provides staff with an understanding of the process of money laundering, the laws and regulations that make it illegal, and the responsibilities of employees to help detect and prevent it.

Description

A short online e-learning primer aimed as an introductory overview for those working in FCA-regulated firms to enable them to recognise Anti-Money Laundering and Counter Terrorist Financing and make them aware of the requirements of the FCA, with particular reference to the AML Obligations and Compliance Legislation.

Training Duration

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.

Training Method

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.

Accreditation and CPD Recognition

This programme has been developed by the London Governance and Compliance Academy (LGCA), a UK-recognised training institution.

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies forĀ 2 CPD Units that approve education in financial regulation, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

Registration and Access

To register to this course, click on the Get this course button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.

If you wish to receive an invoice instead of paying online, please contact us at info@lgca.uk. Access to the course is valid for 365 days.
Content
  • Why is Financial Crime is Important?
  • Why is Financial Crime is Important Training Content
  • Why Financial Training is Important Multiple-Choice Questions
  • What Does Financial Crime Mean?
  • What Does Financial Crime Mean Training Content
  • What Does Financial Crime Mean Multiple-Choice Questions
  • How is Money Laundered
  • How is Money Laundered Training Content
  • How is Money Laundered Multiple-Choice Questions
  • What Is the Law Relating to Financial Crime
  • What Is the Law Relating to Financial Crime Training Content
  • What Is the Law Relating to Financial Crime Multiple-Choice Questions
  • How Do Financial Crime Laws Affect the Employer
  • How Do Financial Crime Laws Affect the Employer (content)
  • How Do Financial Crime Laws Affect the Employer Multiple-Choice Questions
  • Individual Liability
  • Individual Liability Training Content
  • Individual Liability Multiple-Choice Questions
  • Obligations
  • Obligations Training Content
  • Obligations Multiple-Choice Questions
  • Suspicious Activity
  • Suspicious Activity Training Content
  • Suspicious Activity Multiple-Choice Questions
  • Legislation
  • Legislation Training Content
  • Legislation Multiple-Choice Questions
Completion rules
  • All units must be completed
  • Leads to a certification with a duration: 1 year