Anti-Bribery and Corruption (ABC)
FCA Compliance Courses
Anti-Bribery and Corruption (ABC)
Anti-bribery and anti-corruption legislation globally has existed for some time, though enforcement is becoming more aggressive. There is heightened regulatory focus on how insurers obtain and retain business within emerging markets where bribery...
Anti-Money Laundering and Counter Terrorist Finance (AML)
FCA Compliance Courses
Anti-Money Laundering and Counter Terrorist Finance (AML)
This course provides staff with an understanding of the process of money laundering, the laws and regulations that make it illegal, and the responsibilities of employees to help detect and prevent it. Description A short online e-learning...
Approved Persons Regime (APR)
FCA Compliance Courses
Approved Persons Regime (APR)
Description Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 March 2016, applying to banks, building societies, credit unions and...
Business Ethics (BEH120)
Financial Compliance, Governance & Risk
Business Ethics (BEH120)
Our Business Ethics Online courses can help you build a positive influence on all facets of business. Modeling a robust ethical approach to business interactions will positively impact anyone who has dealings with the...
Business Innovation Certificate® (BIC)
SoftSkills® Certificates
Business Innovation Certificate® (BIC)
Certificate Overview: The business world is evolving. If you want your organization to not just survive but thrive in these changing times, then your team needs to develop skills that will help them keep up. This collection of interactive...
CASS Introduction (CASSH120)
FCA Compliance Courses
CASS Introduction (CASSH120)
Description A short online e-learning primer aimed as an introductory overview for those encountering Client Money and Client Assets for the first time, and for those working in firms that do not hold or control client money or safe custody...
CASS iLecture (CASSVB)
CASS iLecture (CASSVB)
CASS iLecture by Vivienne Bannigan This is a 90 minutes interactive iLecture on the In's and Out's of the CASS Resolution Pack. Background Since 2010 the Financial Conduct Authority (FCA) has made the protection of Client Money and...
Compliance Essentials Certificate® (CEC)
SoftSkills® Certificates
Compliance Essentials Certificate® (CEC)
Certificate Overview: Compliance: the word that brings fear to managers’ minds. But compliance in the workplace isn’t only mandatory – it’s vital. It helps you align with rules and guidelines that protect both the business itself, and...
Compliance Introduction (CI)
FCA Compliance Courses
Compliance Introduction (CI)
Compliance involves the efforts and programs of an organization to ensure that the business complies with government and industry regulations. If your organization is subject to a compliance scheme, it means your business is bound, by contract or...
CISI Global Financial Compliance (CISIGCF1808H120)
CISI Professional Qualifications
CISI Global Financial Compliance (CISIGCF1808H120)
Description Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The course addresses techniques used to implement a successful compliance function in...

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